SEBI's mandatory disclosure requirement on all ‘Investment Adviser’ websites
This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here
SEBI Registration Details
Firm Name: Chandan Singh Padiyar | RIA No: INA000008251 | Reg. Type: Individual | Validity: August 16, 2017 – Perpetual| Reg. address: D-7/1, Nirmal Township, Kale Padal Road, Sasane Nagar, Hadapsar, Pune 411028. | Phone: 7385612442
Associated SEBI regional office: Mumbai
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page.
The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.
ODR Portal could be accessed, if unsatisfied with the
response. Your attention is drawn to the SEBI circular no.
SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July
31, 2023, on “Online Resolution of Disputes in the Indian
Securities Market”.
A common Online Dispute Resolution Portal (“ODR Portal”)
which harnesses conciliation and online arbitration for
resolution of disputes arising in the Indian Securities
Market has been established. ODR Portal can be accessed via
the following link – https://smartodr.in/
Data as of last month ending : September 30, 2024
| S.No. | Received from | Pending as of last month | Received | Resolved* | Toatal Pending# | Pending>3 months | Avg. resolution time^ |
|---|---|---|---|---|---|---|---|
1. | Directly from investors | ||||||
2. | SEBI - SCORES | ||||||
3. | Other sources | ||||||
Total |
Trend of monthly disposal of complaints
| S. No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# | |
|---|---|---|---|---|---|---|
1 | Apr 2024 | |||||
2 | May 2024 | |||||
2 | Jun 2024 | |||||
3 | Jul 2024 | |||||
5 | Aug 2024 | |||||
6 | Sep 2024 | |||||
7 | Oct 2024 | |||||
8 | Nov 2024 | |||||
9 | Dec 2024 | |||||
10 | Jan 2025 | |||||
11 | Feb 2025 | 0 | ||||
12 | Mar 2025 | |||||
Total |
Trend of annual disposal of complaints
| S.No. | Year | Carried fwd. from prev. year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
1 | 2019-20 | ||||
2 | 2020-21 | ||||
3 | 2021-22 | ||||
4 | 2022-23 | ||||
Total |
*Inclusive of complaints of previous months/years resolved in the current month/year | ^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Disclosure with respect to compliance with annual compliance audit requirement under Regulations 19(3) of SEBI Investment Advisers Regulation 2013 for last and current financial year are as under :
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
01 | FY-2020-21 | Conducted | NA |
02 | FY-2021-22 | Conducted | NA |
03 | FY-2022-23 | Conducted | NA |
04 | FY-2023-24 | Conducted | NA |
SEBI Investor Charter
To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers,
